Regulatory Analyst - Investments

Boston, MA | Contract

Post Date: 09/07/2017 Job ID: 79394 Specialty: Legal & Compliance

A prestigious investment management firm in Boston, MA is seeking a Regulatory Analyst to join their team. In this contract role, you will have the opportunity to make lasting connections with a top company. Apply today!

Responsibilities for the Regulatory Analyst:
  • Monitor broker question log and follow up with CSMs to complete
  • Follow up with internal constituents on rep letter, etc.
  • Monitor project mailbox/email d-lists
  • Track responses
  • Provide weekly stats/metrics
  • Assist with document sourcing (eg internet searches for formation documents)
  • Track responses, weekly/metrics
  • Follow up with CSMs as needed
  • Provide some content answers or find others who can
  • Show others how to use LEI look up utility
  • Monitor mailbox
  • Track client responses
  • Provide regular updates of client responses
Requirements for the Regulatory Analyst:
  • Compliance experience
  • LM/JD preferred
  • GPA must be 3.5 or better
  • Technology savvy with a strong knowledge working with Microsoft Office
  • Strong organizational skills with great attention to detail
  • Strong multi-tasking and prioritizing skills with the ability to meet deadlines
  • Excellent written and verbal communication skills
  • Strong interpersonal skills with a customer service focus
  • Ability to work independently and as part of a team
  • Must be eligible to work in the U.S. without sponsorship                      
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