Compliance Analyst – Investments

Boston, MA | Contract

Post Date: 02/07/2018 Job ID: 80471 Specialty: Legal & Compliance

A leading investment management company in Boston, MA is seeking a Compliance Analyst to join their team. In this contract role, you will have the opportunity to make lasting connections with a prestigious company. Apply today!

Responsibilities for the Compliance Analyst:
  • Oversee the daily Code of Ethics function and manage the initial, quarterly and annual reporting process
  • Respond to employee inquiries
  • Manage the Code of Ethics exception and exemption processes
  • Manage Code of Ethics system issues and initiatives, including resolving data errors, monitoring system functionality and recommending enhancements
  • Develop and maintain policies and procedures and FAQs
  • Participate in training and education initiatives, including delivery of in-person training as needed
  • Prepare reports on key metrics
Requirements for the Compliance Analyst:
  • College undergraduate degree with 3 or more years of compliance-related experience in asset management
  • Experience in Code of Ethics administration preferred
  • Demonstrated planning and organizational skills
  • Ability to manage multiple initiatives simultaneously
  • Strong analytical skills and ability to work in a fast-paced environment
  • Knowledge/familiarity with compliance-related technologies a plus
  • Technology savvy with a strong knowledge working with Microsoft Office
  • Strong organizational skills with great attention to detail
  • Strong multi-tasking and prioritizing skills with the ability to meet deadlines
  • Excellent written and verbal communication skills
  • Strong interpersonal skills with a customer service focus
  • Ability to work independently and as part of a team
  • Must be eligible to work in the U.S. without sponsorship                     
#TMJ
#IndeedFinance

Not ready to apply?

Send an email reminder to:

Share This Job:

Related Jobs: