Compliance Analyst

Boston, MA 02210

Posted: 04/12/2019 Employment Type: Contract to Perm Specialty: Accounting & Finance Job Number: 83486

Boston, MA 
Compensation: $33/hr

A leading investment management company in Boston, MA is seeking a Compliance Analyst to join their team. In this contract role, you will support the day-to-day administration of the firm’ s Code of Ethics, including personal securities trading, outside business activities, gifts and entertainment and related management reporting. The Compliance Analyst will be part of Legal and Compliance working under the general direction of a Compliance Manager and with other compliance professionals and attorneys. Apply today!

Responsibilities for the Compliance Analyst:
  • Oversee the daily Code of Ethics function and manage the initial, quarterly and annual reporting process
  • Respond to employee inquiries
  • Manage the Code of Ethics exception and exemption processes
  • Manage Code of Ethics system issues and initiatives, including resolving data errors, monitoring system functionality and recommending enhancements
  • Develop and maintain policies and procedures and FAQs
  • Participate in training and education initiatives, including delivery of in-person training as needed
  • Prepare reports on key metrics
Requirements for the Compliance Analyst:
  • College undergraduate degree with 3 or more years of compliance-related experience in asset management
  • Experience in Code of Ethics administration preferred
  • Demonstrated planning and organizational skills
  • Ability to manage multiple initiatives simultaneously
  • Strong analytical skills and ability to work in a fast-paced environment
  • Knowledge/familiarity with compliance-related technologies a plus
  • Must be eligible to work in the U.S. without sponsorship           
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